Overview
Nicole has over 10 years of retirement plan management experience. She specializes in 401(k) operations, compliance, and plan design. As a relationship manager, she supports multi-state clients and leads teams to achieve operational excellence. Nicole excels in environments that value strategy and accountability. She drives planning, oversight, and decision-making. Additionally, Nicole leads initiatives, mentors, and delivers long-term impact beyond daily tasks.
Experience
Nicole is a leader in retirement plan administration, leveraging deep proficiency in 401(k) operations, plan design, and regulatory compliance with DOL and IRS rules.
Her value is building trust through clear education and proactive insight. Nicole analyzes data to spot trends and risks, enabling early mitigation before issues arise. She delivers accurate, compliant guidance and translates complex information into clear, compassionate education. This strengthens client confidence, reinforces credibility, and assures quality service.
Education & Affiliations
Nicole earned a Bachelor of Business Administration in Finance from Winthrop University. She holds financial licenses beyond her role’s requirements, including FINRA Series 7, 6, and 63 registrations, an active insurance license, and a Retirement Fundamentals Certificate.