Aprio Wealth Management, LLC
At Aprio Wealth Management, LLC, we are committed to maintaining the confidentiality, integrity and security ofnonpublic personal information provided and entrusted to us, by you, in order for us to provide thorough financial and planning services to you, our client. When you provide personal information to us, we believe you should be aware of ourpolicies to protect the confidentiality of that information.
We may collect certain nonpublic personal information about you, but only when that information is provided by youor is obtained by us with your authorization, for the purpose of offering or furnishing services to you. We use thatinformation to evaluate your financial situation and may also use it to provide various tax and financial planning servicesand products to you at your request.
The types of nonpublic information we may collect from you can be obtained from interviews, phone calls with you, lettersor e-mails, prior and current tax returns you have provided us, financial statements and planning organizersapplications and other forms or communications including:
- Name, address, social security number and asset, liability and income information;
- Information about your investment history including your transactions with us and our affiliatedcompanies; and
- Information you have authorized us to obtain from others, including but not limited to, brokerage orother financial
We may share personal information about you among our affiliates to offer or provide further products and services toyou. Our affiliates include the following:
We do not disclose personal information about you with nonaffiliated third parties except in servicing your account(s) andprocessing transactions you request or as permitted or required by law (e.g., disclosures to service client accounts or torespond to subpoenas). We may share personal information about you with nonaffiliated individuals or entities that youhave previously authorized, including but not limited to, your other professional advisors and/or service providers (i.e.,attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian).
In addition to that described in this notice, we restrict access to nonpublic personal information about you to employees ofour firm and, in limited situations, to other nonaffiliated third parties who assist us in providing services to you. Theirright to further disclose and use the information is limited by the policies of our firm, applicable law, Aprio WealthManagement, LLC’s Code of Ethics and nondisclosure agreements where appropriate. We also maintain physical,electronic and procedural safeguards in compliance with applicable law and regulations to guard your nonpublicpersonal information. We reserve the right to amend our policies at any time and will notify you should this occur.
Thank you for allowing us to serve you. We value your business and are committed to protecting your privacy. Wehope you view our firm as your most trusted adviser and we will work to continue earning your trust and respect.Please call us if you have any question or if we can be of further service.
Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC, Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211
Updated: December 2019